Regent Investment Management LLC
Q2 2014 13F-HR Holdings
Net value change ($000)
+13,692
(7.2%)
New positions
14
Sold out positions
4
Turnover %
4.7%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q1 2014
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| Alphabet Inc. Class C | 2,397 | NEW |
| IWS | 1,448 | 468.6% |
| EWZ | 1,409 | NEW |
| VWO | 1,041 | 87.3% |
| AAPL | 946 | 19.7% |
| BOOKING HLDGS INC | 882 | 86.0% |
| WMB | 848 | 39.2% |
| CELG | 731 | 34.1% |
| HAL | 681 | 26.7% |
| GILD | 626 | 17.8% |
Top Reduces (Value $000, Stocks/ETFs)
| ALPHABET INC CL C | -1,750 | -40.3% |
| IWP | -1,582 | -82.7% |
| IWO | -1,423 | -84.9% |
| IWN | -979 | -79.1% |
| VOD | -725 | -100.0% |
| IGV | -487 | -100.0% |
| IBB | -371 | -100.0% |
| SCHB | -228 | -39.8% |
| EXPRESS SCRIPTS HLDG CO | -199 | -8.2% |
| IBM | -193 | -7.2% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|