ADVENT CAPITAL MANAGEMENT /DE/

Q1 2020 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
3/31/2020
Date filed
5/15/2020
Form type
13F-HR
Num holdings
200
Total value ($000)
$4,596,691
Net value change ($000)
-565,269 (-11.0%)
New positions
21
Sold out positions
30
Turnover %
16.4%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/14/2020 Next filing: 8/14/2020 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NEE 18,091 NEW
Change Healthcare Inc. 10,862 202.1%
GFL 10,689 NEW
BAC 9,025 5.3%
SWK 8,526 24.5%
DIS 5,796 NEW
MCD 5,787 NEW
PFE 4,896 NEW
VZ 4,030 NEW
MRK 3,847 NEW
Top Reduces (Value $000, Stocks/ETFs)
SWK -32,627 -77.2%
BDX -24,087 -83.1%
DTE -17,390 -36.7%
AVGO -17,086 -21.3%
ENR -11,687 -66.3%
SO -11,175 -20.7%
IFF -10,240 -44.5%
FTV -8,951 -33.9%
Six Flags Entertainment Corp/OLD -7,669 -100.0%
WDC -7,299 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 534 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
2 Russell Investments Group, Ltd. 028-17598