West Family Investments, Inc.

Q1 2014 13F-HR Holdings

Location
Evanston, IL
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
105
Total value ($000)
$456,872
Net value change ($000)
+22,025 (5.1%)
New positions
13
Sold out positions
4
Turnover %
4.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/10/2014 Next filing: 8/13/2025 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LEVEL 3 COMM 14,526 15.0%
BKD 5,027 23.3%
B 3,553 234.5%
TRANSATLANTIC PETROLEUM LTD. 3,527 NEW
West Corp 2,712 NEW
NEM 2,297 NEW
CYS INVTS INC 1,726 11.5%
GM 1,686 128.2%
KGC 1,463 NEW
NLY 1,362 10.0%
Top Reduces (Value $000, Stocks/ETFs)
Transatlantic Pete LTD Comm STK -3,056 -100.0%
SYK -2,919 -21.4%
GS -2,837 -17.9%
ARI -1,785 -20.0%
YPF -1,467 -100.0%
PFE -1,041 -27.8%
GE -931 -7.8%
TTE -805 -47.4%
RIG -736 -16.3%
CIM -637 -1.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 3,997 (0.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type