Circle Wealth Management, LLC

Q3 2020 13F-HR Holdings

Location
Summit, NJ
Holdings as of
9/30/2020
Date filed
11/16/2020
Form type
13F-HR
Num holdings
201
Total value ($000)
$605,464
Net value change ($000)
+34,362 (6.0%)
New positions
18
Sold out positions
15
Turnover %
1.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2020 Next filing: 2/18/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 11,205 5.9%
AAPL 2,600 25.3%
MRK 2,252 7.5%
XLK 2,189 71.6%
QQQ 2,054 28.2%
VTI 1,855 3.7%
BRK-B 1,630 16.5%
BRK-B 1,185 37.9%
AME 983 11.3%
ITW 813 10.5%
Top Reduces (Value $000, Stocks/ETFs)
GS -3,519 -36.6%
SCHB -2,409 -5.5%
AMZN -2,005 -23.2%
XLF -1,380 -100.0%
CI -1,374 -36.2%
EFT -1,281 -52.1%
NFLX -1,051 -49.8%
SHAK -910 -100.0%
SBNY -564 -100.0%
MDB -453 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 7,950 (1.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type