Circle Wealth Management, LLC

Q4 2020 13F-HR Holdings

Location
Summit, NJ
Holdings as of
12/31/2020
Date filed
2/18/2021
Form type
13F-HR
Num holdings
223
Total value ($000)
$698,130
Net value change ($000)
+92,666 (15.3%)
New positions
30
Sold out positions
5
Turnover %
2.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 23,227 11.6%
VTI 5,096 9.8%
SCHB 4,992 11.9%
JPM 3,758 42.4%
AAPL 2,868 22.3%
Seagen Inc. 2,461 NEW
DIS 2,428 69.8%
MSFT 2,028 22.3%
PLUG 1,619 139.3%
AME 1,610 16.7%
Top Reduces (Value $000, Stocks/ETFs)
Seagen Inc. -2,749 -100.0%
IBM -970 -100.0%
UNILEVER N V -842 -100.0%
DLN -803 -19.7%
XLP -606 -8.4%
BABA -367 -26.0%
CI -332 -13.7%
PENG -298 -100.0%
REGN -282 -13.7%
VZ -249 -15.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 486 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type