Oppenheimer & Close, LLC
Q3 2013 13F-HR Holdings
Net value change ($000)
—
New positions
61
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to previous filing: —
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| GLD | 9,321 | — |
| Vaneck Vectors Gold Miners ETF | 8,415 | — |
| SEACOR HOLDINGS INC /NEW/ | 8,099 | — |
| SSUP | 7,969 | — |
| CHARTER FINL CORP MD | 7,697 | — |
| CSCO | 6,626 | — |
| GLW | 6,619 | — |
| HP | 6,161 | — |
| MSFT | 6,095 | — |
| JNJ | 5,752 | — |
Top Reduces (Value $000, Stocks/ETFs)
| — |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|