Oppenheimer & Close, LLC
Q4 2013 13F-HR Holdings
Net value change ($000)
-24,527
(-17.5%)
New positions
2
Sold out positions
12
Turnover %
5.4%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q3 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| IIIN | 796 | 41.2% |
| ROWAN COMPANIES PLC | 575 | 92.6% |
| HP | 557 | 9.0% |
| MATERIAL SCIENCES CORP | 553 | 45.3% |
| MMM | 524 | 11.8% |
| ENGLOBAL CORP | 296 | 43.5% |
| SLV | 223 | NEW |
| HURC | 217 | 48.7% |
| SPROTT PHYSICAL GOLD SILVER | 150 | NEW |
| PFE | 140 | 3.8% |
Top Reduces (Value $000, Stocks/ETFs)
| Vaneck Vectors Gold Miners ETF | -6,137 | -72.9% |
| SEACOR HOLDINGS INC /NEW/ | -2,123 | -26.2% |
| HTB | -1,392 | -52.7% |
| CORE | -1,344 | -100.0% |
| GLD | -1,053 | -11.3% |
| SI FINL GROUP INC MD | -974 | -29.1% |
| CSCO | -958 | -14.5% |
| Northeast Community Bancorp Inc | -809 | -100.0% |
| JNJ | -795 | -13.8% |
| HBCP | -782 | -70.3% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|