Oppenheimer & Close, LLC

Q2 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
6/30/2014
Date filed
8/5/2014
Form type
13F-HR
Num holdings
53
Total value ($000)
$124,189
Net value change ($000)
+4,352 (3.6%)
New positions
3
Sold out positions
2
Turnover %
1.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ENGLOBAL CORP 1,113 102.3%
HTB 1,023 82.9%
SP BANCORP INC 672 45.5%
CSCO 604 10.7%
GLD 485 3.9%
GLW 375 5.3%
JNJ 337 6.4%
Vaneck Vectors Gold Miners ETF 320 12.6%
SIGMA DESIGNS INC 293 NEW
FRD 268 NEW
Top Reduces (Value $000, Stocks/ETFs)
Third Harmonic Bio, Inc. -1,105 -100.0%
ROWAN COMPANIES PLC -567 -33.8%
MMM -333 -7.3%
PFE -307 -7.9%
SEACOR HOLDINGS INC /NEW/ -276 -4.9%
Medidata Solutions, Inc. -210 -100.0%
NX -186 -13.6%
HARDINGE INC -140 -12.1%
EBMT -73 -5.8%
OBA FINANCIAL SERVICES IN -69 -4.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type