Oppenheimer & Close, LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
+3,986
(3.4%)
New positions
2
Sold out positions
1
Turnover %
1.9%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| GLD | 4,301 | 52.0% |
| CTO | 838 | 87.3% |
| ROWAN COMPANIES PLC | 482 | 40.3% |
| GLW | 379 | 5.6% |
| HURC | 356 | 53.7% |
| JNJ | 336 | 6.8% |
| Vaneck Vectors Gold Miners ETF | 253 | 11.1% |
| INOD | 248 | NEW |
| Aberdeen Std Physical Swiss Gold | 202 | NEW |
| MSFT | 127 | 2.2% |
Top Reduces (Value $000, Stocks/ETFs)
| MATERIAL SCIENCES CORP | -1,774 | -100.0% |
| MMM | -383 | -7.7% |
| IIIN | -367 | -13.5% |
| SP BANCORP INC | -348 | -19.1% |
| SEACOR HOLDINGS INC /NEW/ | -309 | -5.2% |
| PROVIDENCE & WORCESTER RR CO | -178 | -9.7% |
| SI FINL GROUP INC MD | -153 | -6.5% |
| MALVERN BANCORP, INC. | -143 | -6.9% |
| HP | -122 | -1.8% |
| NFBK | -95 | -2.6% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|