Warberg Asset Management LLC
Q2 2026 13F-HR Holdings
Net value change ($000)
-48,511
(-8.1%)
New positions
24
Sold out positions
42
Turnover %
69.1%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q1 2026
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| NN | 15,331 | NEW |
| HPE | 11,705 | NEW |
| APO | 6,737 | NEW |
| CLM | 6,300 | 83.1% |
| COLLECTIVE ACQUISITION CORP | 1,000 | NEW |
| KIM | 862 | NEW |
| ACP HOLDINGS ACQUISITION COR | 737 | NEW |
| EPR | 687 | 30.4% |
| AMPX | 651 | NEW |
| GDXJ | 611 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| FOUR | -2,721 | -100.0% |
| XLE | -1,770 | -100.0% |
| QQQ | -1,732 | -100.0% |
| SGOV | -1,704 | -100.0% |
| TAVI | -1,102 | -100.0% |
| ALB | -1,089 | -39.4% |
| Pono Capital Four Inc | -1,048 | -100.0% |
| CHAR | -1,043 | -100.0% |
| CLEARTHINK 1 ACQUISITION COR | -984 | -100.0% |
| DMAA | -966 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
213,640
(38.8% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|