Warberg Asset Management LLC
Q3 2026 13F-HR Holdings
Net value change ($000)
+203,981
(37.0%)
New positions
28
Sold out positions
14
Turnover %
34.5%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q2 2026
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| WELL | 9,681 | NEW |
| PEN | 7,990 | NEW |
| NN | 5,988 | 39.1% |
| HPE | 4,676 | 39.9% |
| TLT | 2,802 | NEW |
| COLLECTIVE ACQUISITION CORP | 998 | NEW |
| LEADERS ADVANTAGE ACQUISITIO | 647 | NEW |
| NORTHSTRIVE ACQUISITION CORP | 615 | NEW |
| LNTH | 557 | NEW |
| BURTECH ACQUISITION CORP II | 501 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| APO | -6,737 | -100.0% |
| COLLECTIVE ACQUISITION CORP | -1,000 | -100.0% |
| STXS | -515 | -27.0% |
| JAB ACQUISITION CORP I | -513 | -100.0% |
| BURTECH ACQUISITION CORP II | -503 | -100.0% |
| AMPX | -487 | -74.8% |
| CEPO | -444 | -100.0% |
| ALPEX ACQUISITION CORP | -401 | -100.0% |
| GDXJ | -303 | -49.6% |
| ALB | -294 | -17.5% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
311,072
(41.2% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|