Capital Advisors, Ltd. LLC

Q1 2014 13F-HR Holdings

Location
Shaker Heights, OH
Holdings as of
3/31/2014
Date filed
4/9/2014
Form type
13F-HR
Num holdings
345
Total value ($000)
$170,105
Net value change ($000)
+19,507 (13.0%)
New positions
36
Sold out positions
8
Turnover %
1.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/24/2014 Next filing: 7/25/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 1,902 10.6%
USMV 1,159 24.5%
SDY 829 12.6%
VIG 796 12.4%
IWD 740 8.8%
IJJ 704 12.6%
POWERSHARES ETF TRUST HI YLD EQ DVDN 631 27.9%
POWERSHARES ETF TR II 623 16.2%
IJK 549 8.2%
EFA 516 12.1%
Top Reduces (Value $000, Stocks/ETFs)
MINT -414 -22.4%
AGG -252 -51.6%
SPIB -194 -44.5%
USIG -169 -48.8%
CLAYMORE EXCHANGE TRD FD TR GUGG ULTR SH DUR -80 -9.4%
IGIB -79 -27.1%
BIV -54 -100.0%
META -53 -76.8%
AAPL -44 -14.8%
VDE -35 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type