Capital Advisors, Ltd. LLC

Q2 2014 13F-HR/A Holdings

Location
Shaker Heights, OH
Holdings as of
6/30/2014
Date filed
7/25/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
332
Total value ($000)
$178,329
Net value change ($000)
+8,224 (4.8%)
New positions
8
Sold out positions
21
Turnover %
0.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 937 4.7%
USMV 718 12.2%
IWF 589 4.8%
SDY 518 7.0%
VIG 462 6.4%
IJJ 442 7.0%
POWERSHARES ETF TR II 371 8.3%
SJNK 356 301.7%
IWD 352 3.8%
IJK 289 4.0%
Top Reduces (Value $000, Stocks/ETFs)
MINT -309 -21.5%
IBM -237 -48.2%
PDT -206 -100.0%
SPDR SERIES TRUST -178 -22.9%
USIG -177 -100.0%
TELSTRA CORP LTD SPONSORED ADS -170 -100.0%
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 -90 -4.1%
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 -84 -4.7%
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 -57 -11.6%
SPEM -56 -53.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type