Capstone Financial Advisors, Inc.

Q1 2014 13F-HR/A Holdings

Location
Downers Grove, IL
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
72
Total value ($000)
$163,402
Net value change ($000)
+8,252 (5.3%)
New positions
8
Sold out positions
8
Turnover %
1.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/11/2014 Next filing: 8/11/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ELD 3,610 18.2%
VIG 1,896 3.5%
MDY 1,414 5.7%
GWW 1,044 27.2%
MCD 674 5.0%
VNQ 447 173.3%
SCHB 293 NEW
PBR 255 NEW
IWD 240 NEW
T 237 37.9%
Top Reduces (Value $000, Stocks/ETFs)
CAT -632 -100.0%
AAPL -555 -8.6%
Alphabet Inc. Class C -361 -44.0%
DUK -332 -100.0%
COST -320 -100.0%
CVX -193 -36.3%
AMZN -148 -33.1%
CME -135 -5.8%
PFF -131 -13.7%
V -123 -34.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type