Capstone Financial Advisors, Inc.

Q2 2014 13F-HR Holdings

Location
Downers Grove, IL
Holdings as of
6/30/2014
Date filed
8/11/2014
Form type
13F-HR
Num holdings
79
Total value ($000)
$143,766
Net value change ($000)
-19,636 (-12.0%)
New positions
13
Sold out positions
6
Turnover %
2.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MDY 1,257 4.8%
AAPL 1,224 20.7%
NDLS 688 NEW
EINSTEIN NOAH REST GROUP INC C 347 105.2%
MCD 311 2.2%
SPY 239 27.3%
ALPHABET INC CL C 236 NEW
APC 233 NEW
CAT 226 NEW
HD 218 NEW
Top Reduces (Value $000, Stocks/ETFs)
ELD -23,149 -99.0%
VIG -1,056 -1.9%
PFF -257 -31.1%
JPM -250 -6.3%
V -232 -100.0%
DUNKIN' BRANDS GROUP, INC. -224 -10.0%
GE -203 -100.0%
Alphabet Inc. Class C -154 -33.5%
IBM -145 -8.7%
MTG -136 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type