Tortoise Investment Management, LLC

Q1 2013 13F-HR Holdings

Location
White Plains, NY
Holdings as of
3/31/2013
Date filed
3/7/2014
Form type
13F-HR
Num holdings
319
Total value ($000)
$139,558
Net value change ($000)
+13,351 (10.6%)
New positions
18
Sold out positions
13
Turnover %
1.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 3/7/2014 Next filing: 3/14/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2012
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Invesco Exchange-Traded Fund Trust II 2,894 96.2%
MUB 1,718 440.5%
IEFA 1,429 1125.2%
SJNK 1,323 315.0%
SPDR SERIES TRUST 1,312 601.8%
IEMG 1,293 NEW
KINDER MORGAN MANAGE 1,167 16.2%
IWB 940 18.5%
WOOD 733 27.1%
SPY 650 10.7%
Top Reduces (Value $000, Stocks/ETFs)
HYG -2,159 -20.9%
EEM -1,115 -16.5%
IGSB -601 -19.5%
VCSH -529 -11.7%
CSX -524 -100.0%
T -474 -85.7%
SPSB -425 -5.9%
EFA -347 -7.0%
SPDR SERIES TRUST -253 -3.1%
VCIT -161 -15.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 291 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type