Tortoise Investment Management, LLC

Q2 2013 13F-HR Holdings

Location
White Plains, NY
Holdings as of
6/30/2013
Date filed
3/14/2014
Form type
13F-HR
Num holdings
383
Total value ($000)
$151,406
Net value change ($000)
+11,848 (8.5%)
New positions
84
Sold out positions
23
Turnover %
4.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MUB 2,813 133.4%
IVV 2,454 47.3%
WISDOMTREE DREYFUS NEW ZEALAND 2,282 NEW
SPDR SERIES TRUST 2,002 130.8%
Nuveen NY Div Adv Munu 1,772 89.4%
IEMG 1,695 131.1%
FAX 1,402 NEW
SPDR SERIES TRUST 1,332 108.8%
NYF 1,150 688.6%
IEFA 1,136 73.0%
Top Reduces (Value $000, Stocks/ETFs)
HYG -4,155 -50.8%
SPDR SERIES TRUST -2,791 -35.7%
IGSB -1,273 -51.3%
SPSB -1,247 -18.5%
EEM -1,188 -21.1%
VCSH -992 -24.9%
EFA -514 -11.1%
SPIB -483 -35.5%
AAPL -450 -14.2%
KINDER MORGAN MANAGE -230 -2.7%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 185 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type