Tortoise Investment Management, LLC
Q3 2013 13F-HR Holdings
Net value change ($000)
+14,233
(9.4%)
New positions
21
Sold out positions
40
Turnover %
5.6%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q2 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| SJNK | 4,256 | 227.8% |
| POWERSHARES ETF TR II | 3,160 | NEW |
| HYG | 2,866 | 71.3% |
| POWERSHARES GLOBAL ETF TRUST | 1,940 | NEW |
| Nuveen NY Div Adv Munu | 1,879 | 50.0% |
| PIMCO ETF TR | 1,576 | NEW |
| IVV | 1,431 | 18.7% |
| NUVEEN MARYLAND QUALITY MUNICIPAL INCOME FUND | 1,163 | 2907.5% |
| SPDR SERIES TRUST | 1,080 | 42.3% |
| FAX | 878 | 62.6% |
Top Reduces (Value $000, Stocks/ETFs)
| SPSB | -3,987 | -72.5% |
| MUB | -1,877 | -38.1% |
| VCSH | -1,776 | -59.4% |
| AAPL | -927 | -34.0% |
| IGSB | -786 | -65.1% |
| SPIB | -767 | -87.4% |
| XLU | -486 | -45.1% |
| KINDER MORGAN MANAGE | -484 | -5.9% |
| Nuveen Energy MLP Total Return Fund | -429 | -18.4% |
| VCIT | -388 | -48.6% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
248
(0.1% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|