Spectrum Asset Management, Inc. (NB/CA)

Q3 2025 13F-HR Holdings

Location
Newport Beach, CA
Holdings as of
9/30/2025
Date filed
10/23/2025
Form type
13F-HR
Num holdings
109
Total value ($000)
$284,430
Net value change ($000)
+54,322 (23.6%)
New positions
14
Sold out positions
2
Turnover %
11.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/23/2025 Next filing: 1/26/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VUSB 21,421 NEW
VYMI 4,659 NEW
DSEP 4,605 64.2%
GOOGL 3,235 163.0%
RSP 1,952 17.6%
IAU 1,931 19.8%
ORCL 1,488 24.6%
LNG 1,313 86.9%
SCHR 1,225 158.9%
SCHV 1,069 9.8%
Top Reduces (Value $000, Stocks/ETFs)
ACN -717 -100.0%
BRK-B -657 -14.9%
HON -512 -9.8%
CTSH -487 -100.0%
WMT -213 -4.4%
MORN -148 -26.0%
CVX -137 -2.7%
EMR -122 -3.3%
CSCO -110 -2.4%
MELI -102 -27.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 2 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type