Spectrum Asset Management, Inc. (NB/CA)

Q4 2025 13F-HR Holdings

Location
Newport Beach, CA
Holdings as of
12/31/2025
Date filed
1/26/2026
Form type
13F-HR
Num holdings
108
Total value ($000)
$299,806
Net value change ($000)
+15,376 (5.4%)
New positions
15
Sold out positions
18
Turnover %
15.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 10/23/2025 Next filing: 4/21/2026 SEC filing

Snapshot: Change Analysis

Compared to Q3 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CLOX 13,926 NEW
DDEC 5,410 NEW
HECA 4,909 NEW
SCHR 3,642 182.5%
IAU 2,013 17.3%
VUSB 1,126 5.3%
VYMI 1,035 22.2%
RSP 1,002 7.7%
SCHWAB STRATEGIC TRUST 935 20.2%
GOOGL 791 15.2%
Top Reduces (Value $000, Stocks/ETFs)
ORCL -4,091 -54.3%
VZ -3,301 -100.0%
MLPX -2,450 -100.0%
LIN -2,070 -50.7%
FISV -2,055 -100.0%
EWA -1,854 -100.0%
SCHW -1,065 -21.0%
LHX -905 -19.5%
LNG -896 -31.7%
DUK -730 -17.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 28 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type