Spectrum Asset Management, Inc. (NB/CA)

Q1 2026 13F-HR Holdings

Location
Newport Beach, CA
Holdings as of
3/31/2026
Date filed
4/21/2026
Form type
13F-HR
Num holdings
109
Total value ($000)
$314,787
Net value change ($000)
+14,981 (5.0%)
New positions
17
Sold out positions
15
Turnover %
24.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/26/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
WFC 33,014 NEW
YMAR 6,856 NEW
HECA 5,094 103.8%
FCX 3,192 NEW
ILMN 2,765 NEW
SCHV 2,383 19.7%
XOM 2,186 46.7%
CVX 2,105 45.9%
DJAN 1,731 NEW
XLE 1,098 44.0%
Top Reduces (Value $000, Stocks/ETFs)
CLOX -10,975 -78.8%
USMV -6,989 -60.5%
VGK -6,128 -100.0%
VYMI -5,694 -100.0%
ABT -2,725 -100.0%
EWW -2,337 -77.0%
FLJP -2,323 -100.0%
EWZ -2,233 -73.0%
SCHR -2,173 -38.5%
MSFT -2,041 -35.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 11 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type