Spectrum Asset Management, Inc. (NB/CA)

Q2 2026 13F-HR Holdings

Location
Newport Beach, CA
Holdings as of
6/30/2026
Date filed
7/31/2026
Form type
13F-HR
Num holdings
116
Total value ($000)
$360,446
Net value change ($000)
+45,659 (14.5%)
New positions
14
Sold out positions
8
Turnover %
13.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 4/21/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q1 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RSP 12,433 86.6%
LQD 9,479 NEW
DMAY 6,825 112.8%
DJUN 4,542 NEW
SGOV 4,366 NEW
EMXC 4,201 NEW
SCHV 3,779 26.1%
SCHWAB STRATEGIC TRUST 2,616 62.3%
CSCO 2,154 50.3%
HONEYWELL INTL INC 1,985 NEW
Top Reduces (Value $000, Stocks/ETFs)
HECA -10,003 -100.0%
HON -4,005 -100.0%
AAAU -3,566 -100.0%
MDT -2,692 -85.1%
IAU -2,082 -14.7%
XOM -1,356 -19.8%
CVX -1,329 -19.9%
EWZ -827 -100.0%
ESLT -740 -100.0%
LHX -696 -15.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 287 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type