CONFLUENCE INVESTMENT MANAGEMENT LLC

Q4 2020 13F-HR Holdings

Location
St. Louis, MO
Holdings as of
12/31/2020
Date filed
1/25/2021
Form type
13F-HR
Num holdings
302
Total value ($000)
$6,722,320
Net value change ($000)
+572,148 (9.3%)
New positions
27
Sold out positions
18
Turnover %
3.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 10/19/2020 Next filing: 4/5/2021 SEC filing

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SLG 67,912 NEW
CB 26,065 28.4%
IHS Markit Ltd. 22,268 81.3%
BKNG 22,230 68.3%
ADI 21,811 21.9%
IUSV 19,902 2358.1%
GGG 19,468 12.6%
VNT 17,605 NEW
BWIN 17,138 236.4%
SBUX 16,482 24.1%
Top Reduces (Value $000, Stocks/ETFs)
SLG -56,893 -100.0%
CFRUY -32,287 -99.5%
LMT -12,825 -10.2%
GILD -11,796 -15.5%
BRK-B -11,567 -19.8%
DLR -9,923 -9.3%
TIFFANY & CO -9,639 -12.0%
NSRGY -7,947 -5.5%
MDYG -5,475 -30.6%
LOW -4,334 -7.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type