CONFLUENCE INVESTMENT MANAGEMENT LLC

Q1 2021 13F-HR Holdings

Location
St. Louis, MO
Holdings as of
3/31/2021
Date filed
4/5/2021
Form type
13F-HR
Num holdings
300
Total value ($000)
$7,124,419
Net value change ($000)
+402,099 (6.0%)
New positions
17
Sold out positions
19
Turnover %
2.1%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
HD 108,837 353.0%
BIPC 53,398 1681.3%
PII 40,103 36.5%
SNA 39,446 30.2%
CSCO 21,044 27.6%
CVX 19,770 26.5%
KMI 17,696 26.5%
USB 17,667 20.6%
DOW 17,500 19.1%
SPDW 17,362 133.2%
Top Reduces (Value $000, Stocks/ETFs)
TIFFANY & CO -70,717 -100.0%
GGG -67,756 -38.8%
IUSV -20,746 -100.0%
CL -11,107 -8.7%
Black Knight, Inc. -10,722 -18.5%
SPYG -10,608 -43.1%
NSRGY -8,949 -6.6%
PGR -8,554 -6.2%
MDYG -7,445 -59.9%
PEP -6,183 -3.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type