Circle Wealth Management, LLC

Q1 2021 13F-HR Holdings

Location
Summit, NJ
Holdings as of
3/31/2021
Date filed
5/17/2021
Form type
13F-HR
Num holdings
161
Total value ($000)
$626,852
Net value change ($000)
-71,278 (-10.2%)
New positions
12
Sold out positions
73
Turnover %
12.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/18/2021 Next filing: 8/16/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 12,101 5.4%
VTI 3,084 5.4%
SCHB 3,052 6.5%
VBK 2,319 NEW
QQQ 2,278 21.0%
ARKK 1,859 338.6%
MRNA 1,578 NEW
XLK 1,528 25.2%
GS 1,453 20.2%
BRK-B 1,288 10.9%
Top Reduces (Value $000, Stocks/ETFs)
MRK -25,454 -78.7%
AME -11,273 -100.0%
AON -9,462 -91.5%
AAPL -3,405 -21.6%
PLUG -2,781 -100.0%
Seagen Inc. -2,461 -100.0%
CI -2,085 -100.0%
PANW -2,059 -100.0%
QRVO -1,990 -100.0%
MMM -1,985 -53.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type