ADVISOR GROUP HOLDINGS, INC.

Q3 2021 13F-HR Holdings

Location
Phoenix, AZ
Holdings as of
9/30/2021
Date filed
11/5/2021
Form type
13F-HR
Num holdings
7,399
Total value ($000)
$47,990,660
Net value change ($000)
+1,793,749 (3.9%)
New positions
446
Sold out positions
240
Turnover %
0.4%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/2/2021 Next filing: 2/3/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 342,187 36.1%
MTUM 248,274 177.0%
SPYG 166,314 46.5%
AAPL 157,476 12.3%
TIP 123,373 83.9%
ESGU 97,123 22.4%
EFG 64,368 36.0%
BNDX 58,691 19.1%
IXN 56,956 102.3%
VV 52,608 124.1%
Top Reduces (Value $000, Stocks/ETFs)
PKW -286,757 -98.2%
IJS -237,658 -87.6%
MDYV -194,610 -89.4%
IGSB -67,069 -29.7%
GOVT -58,043 -18.6%
ESGE -53,862 -30.7%
SPEM -45,705 -58.5%
USMV -37,753 -16.0%
ARE -35,343 -75.2%
GE -29,834 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 932 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type