ADVISOR GROUP HOLDINGS, INC.

Q3 2021 13F-HR Detailed Holdings

Location
Phoenix, AZ
Holdings as of
9/30/2021
Date filed
11/5/2021
Form type
13F-HR
Num holdings
33,950
Total value ($000)
$47,990,660
Net value change ($000)
+1,793,749 (3.9%)
New positions
446
Sold out positions
240
Turnover %
0.4%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/2/2021 Next filing: 2/3/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 342,187 36.1%
MTUM 248,274 177.0%
SPYG 166,314 46.5%
AAPL 157,476 12.3%
TIP 123,373 83.9%
ESGU 97,123 22.4%
EFG 64,368 36.0%
BNDX 58,691 19.1%
IXN 56,956 102.3%
VV 52,608 124.1%
Top Reduces (Value $000, Stocks/ETFs)
PKW -286,757 -98.2%
IJS -237,658 -87.6%
MDYV -194,610 -89.4%
IGSB -67,069 -29.7%
GOVT -58,043 -18.6%
ESGE -53,862 -30.7%
SPEM -45,705 -58.5%
USMV -37,753 -16.0%
ARE -35,343 -75.2%
GE -29,834 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 932 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 ROYAL ALLIANCE ASSOCIATES, INC.
2 SAGEPOINT FINANCIAL, INC.
6 FSC SECURITES, INC.
8 WOODBURY FINANCIAL SERVICES, INC.
99 VISION2020 WEALTH MANAGEMENT CORP.
11 SECURITIES AMERICA ADVISORS INC
12 LADENBURG THALMANN ASSET MANAGEMENT
14 ARBOR POINT ADVISORS, LLC
16 TRIAD HYBRID SOLUTIONS, LLC
17 TRIAD ADVISORS, LLC