ADVISOR GROUP HOLDINGS, INC.

Q4 2021 13F-HR Detailed Holdings

Location
Phoenix, AZ
Holdings as of
12/31/2021
Date filed
2/3/2022
Form type
13F-HR
Num holdings
34,761
Total value ($000)
$52,834,878
Net value change ($000)
+4,844,218 (10.1%)
New positions
416
Sold out positions
291
Turnover %
0.4%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/5/2021 Next filing: 5/4/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 312,855 24.2%
FNDX 180,852 2577.0%
SPYG 152,369 29.1%
QQQ 148,045 21.0%
AAPL 143,146 9.9%
MSFT 124,899 19.0%
ESGU 76,708 14.5%
SPYM 76,568 56.9%
NVDA 74,682 35.9%
VOO 71,911 9.6%
Top Reduces (Value $000, Stocks/ETFs)
MTUM -288,435 -74.2%
IGSB -75,269 -47.4%
XSOE -44,260 -60.9%
KOMP -37,162 -97.5%
KEMQ -32,383 -94.6%
DOCU -30,920 -42.7%
MRNA -30,449 -46.8%
SIZE -29,662 -71.0%
MDYG -29,252 -47.5%
ESGE -26,968 -22.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 2,240 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 ROYAL ALLIANCE ASSOCIATES, INC.
2 SAGEPOINT FINANCIAL, INC.
6 FSC SECURITES, INC.
8 WOODBURY FINANCIAL SERVICES, INC.
11 SECURITIES AMERICA ADVISORS INC
12 LADENBURG THALMANN ASSET MANAGEMENT
14 ARBOR POINT ADVISORS, LLC
16 TRIAD HYBRID SOLUTIONS, LLC
17 TRIAD ADVISORS, LLC
99 VISION2020 WEALTH MANAGEMENT CORP.