OSAIC HOLDINGS, INC.

Q3 2023 13F-HR Holdings

Location
Phoenix, AZ
Holdings as of
9/30/2023
Date filed
11/13/2023
Form type
13F-HR
Num holdings
7,411
Total value ($000)
$67,672,243
Net value change ($000)
+11,975,989 (21.5%)
New positions
309
Sold out positions
378
Turnover %
0.3%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/21/2023 Next filing: 2/12/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 361,765 17.0%
PKW 273,806 9507.2%
SPYG 266,952 143.2%
COWZ 225,522 72.0%
TFLO 211,394 250.3%
VOO 193,345 24.6%
MSFT 188,657 20.9%
TLT 185,261 109.5%
EFV 175,167 85.9%
AAPL 143,989 8.3%
Top Reduces (Value $000, Stocks/ETFs)
IWY -204,872 -71.7%
GOVT -99,607 -48.5%
IWS -90,081 -69.9%
IYW -51,019 -25.1%
TLH -48,330 -58.4%
VOE -47,314 -29.5%
DAUG -43,321 -82.8%
USFR -42,375 -15.0%
ESGU -35,736 -17.2%
Innovator ETFs Trust -34,896 -98.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,616 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type