OSAIC HOLDINGS, INC.

Q3 2023 13F-HR Detailed Holdings

Location
Phoenix, AZ
Holdings as of
9/30/2023
Date filed
11/13/2023
Form type
13F-HR
Num holdings
34,218
Total value ($000)
$67,672,243
Net value change ($000)
+11,975,989 (21.5%)
New positions
309
Sold out positions
378
Turnover %
0.3%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/21/2023 Next filing: 2/12/2024 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 361,765 17.0%
PKW 273,806 9507.2%
SPYG 266,952 143.2%
COWZ 225,522 72.0%
TFLO 211,394 250.3%
VOO 193,345 24.6%
MSFT 188,657 20.9%
TLT 185,261 109.5%
EFV 175,167 85.9%
AAPL 143,989 8.3%
Top Reduces (Value $000, Stocks/ETFs)
IWY -204,872 -71.7%
GOVT -99,607 -48.5%
IWS -90,081 -69.9%
IYW -51,019 -25.1%
TLH -48,330 -58.4%
VOE -47,314 -29.5%
DAUG -43,321 -82.8%
USFR -42,375 -15.0%
ESGU -35,736 -17.2%
Innovator ETFs Trust -34,896 -98.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,616 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 OSAIC WEALTH, INC.
6 FSC SECURITES, INC.
8 WOODBURY FINANCIAL SERVICES, INC.
99 VISION2020 WEALTH MANAGEMENT CORP.
11 SECURITIES AMERICA ADVISORS INC
12 LADENBURG THALMANN ASSET MANAGEMENT
14 ARBOR POINT ADVISORS, LLC
16 TRIAD HYBRID SOLUTIONS, LLC
17 TRIAD ADVISORS, LLC
18 American Portfolios Advisors
4 OSAIC INSTITUTIONS, INC.