OSAIC HOLDINGS, INC.

Q4 2023 13F-HR Detailed Holdings

Location
Phoenix, AZ
Holdings as of
12/31/2023
Date filed
2/12/2024
Form type
13F-HR
Num holdings
30,351
Total value ($000)
$57,148,297
Net value change ($000)
-10,523,946 (-15.6%)
New positions
282
Sold out positions
372
Turnover %
0.4%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/13/2023 Next filing: 5/10/2024 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BIL 147,918 46.1%
SPYV 130,152 62.2%
IJS 119,430 468.9%
IWY 113,792 140.5%
MDYV 57,324 383.0%
OEF 55,910 151.4%
TLT 52,833 14.9%
SPYM 45,624 12.5%
NOCT 44,906 718.3%
CGDV 41,324 46.0%
Top Reduces (Value $000, Stocks/ETFs)
IVV -586,537 -23.5%
AAPL -280,642 -14.9%
PKW -271,429 -98.1%
SPYG -231,856 -51.1%
USMV -224,117 -59.9%
IUSB -213,466 -33.5%
QQQM -168,076 -46.9%
EFV -151,025 -39.8%
VOO -147,614 -15.1%
VEA -137,656 -24.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,724 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 OSAIC WEALTH, INC.
8 WOODBURY FINANCIAL SERVICES, INC.
99 VISION2020 WEALTH MANAGEMENT CORP.
11 SECURITIES AMERICA ADVISORS INC
12 LADENBURG THALMANN ASSET MANAGEMENT
14 ARBOR POINT ADVISORS, LLC
16 TRIAD HYBRID SOLUTIONS, LLC
17 TRIAD ADVISORS, LLC
18 American Portfolios Advisors
4 OSAIC INSTITUTIONS, INC.