AE Wealth Management LLC

Q3 2020 13F-HR Holdings

Location
Topeka, KS
Holdings as of
9/30/2020
Date filed
11/6/2020
Form type
13F-HR
Num holdings
1,282
Total value ($000)
$7,006,508
Net value change ($000)
+536,313 (8.3%)
New positions
163
Sold out positions
146
Turnover %
4.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/5/2020 Next filing: 2/1/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AGG 64,253 214.4%
AAPL 56,388 34.3%
QQQ 56,181 50.1%
TLT 53,201 19.1%
VUG 28,072 27.6%
AMZN 26,030 40.2%
PDP 24,231 6427.3%
IVW 23,494 136.5%
IEF 21,349 92.1%
ANGL 20,418 92.5%
Top Reduces (Value $000, Stocks/ETFs)
SHV -89,041 -96.7%
CWB -27,761 -81.4%
ILCG -22,935 -97.1%
FVD -21,734 -80.0%
IWF -21,384 -84.4%
BOND -20,754 -97.1%
DJD -20,724 -100.0%
XMMO -20,475 -81.2%
INKM -19,360 -100.0%
EEMV -15,593 -83.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 14,778 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type