AE Wealth Management LLC

Q4 2020 13F-HR Holdings

Location
Topeka, KS
Holdings as of
12/31/2020
Date filed
2/1/2021
Form type
13F-HR
Num holdings
1,370
Total value ($000)
$8,815,240
Net value change ($000)
+1,808,732 (25.8%)
New positions
194
Sold out positions
107
Turnover %
3.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/6/2020 Next filing: 4/27/2021 SEC filing

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CWB 60,174 946.0%
IVV 55,183 56.8%
VOO 54,594 16.4%
VWO 52,168 109.4%
GLD 46,019 58.0%
AOM 41,829 2394.3%
AAPL 40,151 18.2%
QUAL 39,934 334.6%
AGG 39,873 42.3%
DJD 39,376 NEW
Top Reduces (Value $000, Stocks/ETFs)
TLT -76,473 -23.0%
SJNK -46,673 -94.6%
ANGL -29,172 -68.7%
PDP -13,134 -53.4%
ITOT -12,183 -54.7%
VUG -10,532 -8.1%
HYLS -10,044 -69.2%
SCHG -9,257 -70.7%
USMV -7,982 -25.1%
SCHO -7,860 -66.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 12,521 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type