AE Wealth Management LLC

Q3 2020 13F-HR Detailed Holdings

Location
Topeka, KS
Holdings as of
9/30/2020
Date filed
11/6/2020
Form type
13F-HR
Num holdings
1,413
Total value ($000)
$7,006,508
Net value change ($000)
+536,313 (8.3%)
New positions
163
Sold out positions
146
Turnover %
4.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/5/2020 Next filing: 2/1/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AGG 64,253 214.4%
AAPL 56,388 34.3%
QQQ 56,181 50.1%
TLT 53,201 19.1%
VUG 28,072 27.6%
AMZN 26,030 40.2%
PDP 24,231 6427.3%
IVW 23,494 136.5%
IEF 21,349 92.1%
ANGL 20,418 92.5%
Top Reduces (Value $000, Stocks/ETFs)
SHV -89,041 -96.7%
CWB -27,761 -81.4%
ILCG -22,935 -97.1%
FVD -21,734 -80.0%
IWF -21,384 -84.4%
BOND -20,754 -97.1%
DJD -20,724 -100.0%
XMMO -20,475 -81.2%
INKM -19,360 -100.0%
EEMV -15,593 -83.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 14,778 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None