AE Wealth Management LLC

Q1 2021 13F-HR Holdings

Location
Topeka, KS
Holdings as of
3/31/2021
Date filed
4/27/2021
Form type
13F-HR
Num holdings
1,477
Total value ($000)
$9,905,452
Net value change ($000)
+1,090,212 (12.4%)
New positions
238
Sold out positions
124
Turnover %
5.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/1/2021 Next filing: 7/21/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 104,881 298.3%
SPYM 69,225 218.3%
MOAT 55,435 2878.2%
XMLV 54,056 3076.6%
AdvisorShares Trust 52,635 NEW
SPLV 52,595 1862.4%
AOR 44,650 3374.9%
DGRO 43,706 460.3%
Tidal Trust I 41,379 NEW
VOO 40,680 10.5%
Top Reduces (Value $000, Stocks/ETFs)
TLT -54,115 -21.1%
IEF -43,873 -79.0%
DJD -39,376 -100.0%
SCHD -37,624 -78.4%
AGG -35,650 -26.6%
MTUM -34,634 -52.6%
ONEQ -32,568 -99.2%
XSLV -32,475 -98.1%
QUAL -31,859 -61.4%
ICVT -31,726 -90.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 16,280 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type