AE Wealth Management LLC

Q1 2023 13F-HR Detailed Holdings

Location
Topeka, KS
Holdings as of
3/31/2023
Date filed
4/14/2023
Form type
13F-HR
Num holdings
1,891
Total value ($000)
$15,538,660
Net value change ($000)
+1,708,473 (12.4%)
New positions
235
Sold out positions
178
Turnover %
3.9%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 1/31/2023 Next filing: 7/10/2023 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DFSU 153,382 NEW
TLT 149,924 165.9%
IEF 90,429 160.2%
AAPL 84,517 25.0%
SPY 84,323 45.3%
MSFT 53,943 30.1%
IVV 49,294 17.6%
SGOV 45,873 851.2%
NVDA 44,015 84.9%
QUAL 38,846 283.7%
Top Reduces (Value $000, Stocks/ETFs)
BIL -105,714 -21.6%
DFAU -86,095 -70.8%
ESGU -54,048 -62.8%
COLLABORATIVE INVESTMNT SER -24,222 -24.0%
EEMV -20,658 -95.4%
SHYG -17,139 -32.3%
RULE -16,408 -27.3%
ITOT -14,699 -59.7%
TIP -14,606 -38.4%
HDV -14,396 -46.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 4,999 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None