Caption Management, LLC

Q4 2020 13F-HR Holdings

Location
Oklahoma City, OK
Holdings as of
12/31/2020
Date filed
2/16/2021
Form type
13F-HR
Num holdings
935
Total value ($000)
$4,386,375
Net value change ($000)
+111,114 (2.6%)
New positions
140
Sold out positions
172
Turnover %
71.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/16/2020 Next filing: 5/17/2021 SEC filing

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TECK 16,096 825.9%
GE 14,253 NEW
ENPH 13,453 117.3%
Biohaven Pharmaceutical Holding Co Ltd. 13,175 152.4%
DBA 11,465 NEW
SBNY 10,421 NEW
UHS 8,709 289.5%
TPB 7,711 1580.1%
XLB 7,602 NEW
NVCR 7,249 310.2%
Top Reduces (Value $000, Stocks/ETFs)
AMZN -23,562 -86.0%
W -16,966 -22.7%
ADBE -15,269 -100.0%
AEO -14,504 -98.6%
PFE -13,704 -100.0%
LHC Group, Inc -12,541 -100.0%
CRM -12,473 -54.7%
AN -8,337 -100.0%
GOOGL -8,222 -71.7%
DOW -7,293 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 3,784,310 (86.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type