Caption Management, LLC

Q1 2021 13F-HR Holdings

Location
Oklahoma City, OK
Holdings as of
3/31/2021
Date filed
5/17/2021
Form type
13F-HR
Num holdings
992
Total value ($000)
$4,651,066
Net value change ($000)
+264,691 (6.0%)
New positions
240
Sold out positions
192
Turnover %
91.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/16/2021 Next filing: 8/16/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
W 38,241 66.1%
AMGN 23,636 NEW
BIIB 21,115 NEW
NEM 17,734 NEW
CYH 15,169 24466.1%
CNC 15,019 NEW
VYX 14,706 NEW
Horizon Therapeutics Public Ltd Co 12,066 NEW
JAZZ 10,761 215220.0%
PARAV 9,805 NEW
Top Reduces (Value $000, Stocks/ETFs)
ENPH -24,917 -100.0%
SEDG -22,274 -100.0%
Biohaven Pharmaceutical Holding Co Ltd. -20,961 -96.1%
TECK -17,353 -96.2%
ALXN -10,575 -79.2%
NVCR -9,586 -100.0%
DBA -8,500 -74.1%
TPB -8,199 -100.0%
XLB -7,602 -100.0%
CROX -7,544 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 3,872,885 (83.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type