Caption Management, LLC

Q4 2022 13F-HR Holdings

Location
Oklahoma City, OK
Holdings as of
12/31/2022
Date filed
2/14/2023
Form type
13F-HR
Num holdings
1,231
Total value ($000)
$6,409,789
Net value change ($000)
-838,462 (-11.6%)
New positions
152
Sold out positions
243
Turnover %
75.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/14/2022 Next filing: 5/15/2023 SEC filing

Snapshot: Change Analysis

Compared to Q3 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PMT 17,941 NEW
BMY 16,250 NEW
XBI 13,962 2327.0%
ONC 11,292 299.2%
Prometheus Biosciences, Inc. 8,933 NEW
APA 8,774 342.1%
Enviva, LLC 7,760 1328.8%
ORCL 7,576 1847.8%
Black Knight, Inc. 6,954 NEW
IP 6,768 2135.0%
Top Reduces (Value $000, Stocks/ETFs)
PBR -44,906 -100.0%
UAN -26,020 -100.0%
EQT -15,165 -51.1%
ZM -12,142 -100.0%
Cano Health, Inc. -7,102 -99.3%
Ping Identity Holding Corp. -6,127 -100.0%
CALM -5,644 -100.0%
R -5,308 -100.0%
1Life Healthcare Inc -4,873 -100.0%
PDBC -4,707 -88.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 5,816,517 (90.7% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type