Caption Management, LLC

Q1 2023 13F-HR Holdings

Location
Oklahoma City, OK
Holdings as of
3/31/2023
Date filed
5/15/2023
Form type
13F-HR
Num holdings
1,031
Total value ($000)
$5,176,128
Net value change ($000)
-1,233,661 (-19.2%)
New positions
165
Sold out positions
251
Turnover %
113.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/14/2023 Next filing: 8/14/2023 SEC filing

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
WORLD WRESTLING ENTERTAINMENT, LLC 11,225 NEW
KWEB 11,031 195.0%
MDGL 10,633 562.0%
DIS 10,303 4310.9%
UBS GROUP AG 10,243 NEW
EXE 8,842 936.7%
CBL 8,586 NEW
LIFE STORAGE, INC. 7,132 NEW
GOOGL 7,114 NEW
AEM 6,570 NEW
Top Reduces (Value $000, Stocks/ETFs)
PMT -17,941 -100.0%
AR -17,512 -100.0%
TECK -17,178 -100.0%
ONC -15,066 -100.0%
EQT -14,493 -100.0%
XBI -13,449 -92.4%
RRC -12,354 -100.0%
APA -11,339 -100.0%
Prometheus Biosciences, Inc. -8,933 -100.0%
AA -8,448 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 4,708,996 (91.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type