Caption Management, LLC

Q3 2023 13F-HR Holdings

Location
Oklahoma City, OK
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
1,240
Total value ($000)
$6,493,874
Net value change ($000)
+846,972 (15.0%)
New positions
208
Sold out positions
139
Turnover %
75.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2023 Next filing: 2/14/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
C 71,040 NEW
KRE 46,782 NEW
ONON 16,969 NEW
LMT 14,560 102.0%
IP 14,184 108.0%
AMT 12,174 570.7%
ZG 11,766 314.7%
CHTR 11,528 NEW
NEE 10,884 266.0%
APLS 10,374 51870.0%
Top Reduces (Value $000, Stocks/ETFs)
WORLD WRESTLING ENTERTAINMENT, LLC -20,195 -100.0%
SPB -12,091 -97.1%
XBI -12,041 -99.4%
AIY -11,802 -100.0%
Seagen Inc. -10,682 -100.0%
BMRN -9,870 -100.0%
BVN -9,591 -73.5%
ORCL -8,336 -100.0%
NVS -8,244 -100.0%
AAP -7,557 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 5,719,599 (88.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type