Caption Management, LLC

Q4 2023 13F-HR Holdings

Location
Oklahoma City, OK
Holdings as of
12/31/2023
Date filed
2/14/2024
Form type
13F-HR
Num holdings
1,292
Total value ($000)
$7,421,078
Net value change ($000)
+927,204 (14.3%)
New positions
223
Sold out positions
195
Turnover %
65.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/14/2023 Next filing: 5/15/2024 SEC filing

Snapshot: Change Analysis

Compared to Q3 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VZ 96,361 NEW
CYTK 34,652 7804.5%
C 19,093 26.9%
CI 13,928 540.9%
APLS 13,133 126.4%
KRE 11,153 23.8%
MPC 9,851 2290.9%
ISRG 8,505 NEW
MAS 8,439 NEW
CHTR 7,789 67.6%
Top Reduces (Value $000, Stocks/ETFs)
LMT -28,832 -100.0%
IP -26,315 -96.3%
BMY -20,776 -99.4%
ONON -15,273 -90.0%
AMT -14,062 -98.3%
ARGX -14,005 -96.1%
REGN -9,876 -100.0%
FLR -9,798 -100.0%
EXE -8,494 -100.0%
CLS -7,909 -99.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 6,501,689 (87.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type