Rockefeller Capital Management L.P.

Q4 2021 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
12/31/2021
Date filed
2/14/2022
Form type
13F-HR
Num holdings
5,477
Total value ($000)
$21,429,018
Net value change ($000)
+2,397,619 (12.6%)
New positions
349
Sold out positions
234
Turnover %
0.6%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/12/2021 Next filing: 5/13/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 163,678 24.8%
MSFT 156,619 19.0%
CNC 133,937 10871.5%
VOO 60,400 31.3%
LLY 56,190 36.3%
NVDA 55,243 50.5%
SPY 43,082 12.3%
TEL 43,073 29.7%
AMAT 35,024 21.4%
HD 33,611 29.3%
Top Reduces (Value $000, Stocks/ETFs)
MPT -88,905 -87.3%
WTW -56,206 -25.7%
KSS -48,299 -93.6%
BDX -45,769 -22.0%
IONS -44,333 -99.2%
URI -42,481 -34.5%
BABA -29,143 -22.9%
FCFS -26,286 -100.0%
PYPL -23,677 -22.5%
BBIO -20,724 -52.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 ROCKEFELLER & CO. LLC 028-00926
2 ROCKEFELLER TRUST COMPANY, N.A. 028-02772
3 Rockefeller Trust Co (Delaware) 028-11086
4 ROCKEFELLER FINANCIAL LLC 028-19121