Rockefeller Capital Management L.P.

Q1 2023 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
3/31/2023
Date filed
5/16/2023
Form type
13F-HR
Num holdings
3,639
Total value ($000)
$23,252,350
Net value change ($000)
+3,354,686 (16.9%)
New positions
40
Sold out positions
2262
Turnover %
1.6%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 3/6/2023 Next filing: 8/14/2023 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 220,782 32.5%
MSFT 203,209 28.6%
AMZN 123,901 41.2%
META 114,376 69.2%
NVDA 87,926 73.8%
LIN 82,720 NEW
GOOGL 79,141 35.4%
IVV 73,737 84.2%
AMD 70,318 108.6%
VT 55,746 102.9%
Top Reduces (Value $000, Stocks/ETFs)
LIN -71,687 -100.0%
CVX -69,698 -24.8%
FIS -56,365 -89.2%
NFLX -42,611 -65.3%
SCHW -40,490 -77.7%
CMA -28,489 -85.9%
MGA -24,594 -79.9%
PFE -23,953 -22.7%
WTW -23,196 -22.5%
JPM -20,576 -8.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 ROCKEFELLER & CO. LLC 028-00926
2 ROCKEFELLER TRUST COMPANY, N.A. 028-02772
3 Rockefeller Trust Co (Delaware) 028-11086
4 ROCKEFELLER FINANCIAL LLC 028-19121