Rockefeller Capital Management L.P.

Q2 2023 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
6/30/2023
Date filed
8/14/2023
Form type
13F-HR
Num holdings
3,287
Total value ($000)
$25,816,157
Net value change ($000)
+2,563,807 (11.0%)
New positions
126
Sold out positions
280
Turnover %
1.3%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 5/16/2023 Next filing: 11/14/2023 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q1 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 388,962 81.4%
AAPL 165,382 18.4%
QQQ 109,655 63.9%
AMZN 108,293 25.5%
IWF 100,416 86.9%
NVDA 96,945 46.8%
VEU 81,008 396.7%
IWD 74,475 62.7%
MSFT 72,155 7.9%
VOT 70,472 259.4%
Top Reduces (Value $000, Stocks/ETFs)
TTE -52,811 -29.5%
CVX -38,994 -18.4%
COHR -33,460 -97.8%
DFS -31,115 -15.6%
CL -30,941 -73.6%
BRK-B -30,727 -100.0%
BIL -29,732 -62.6%
DIS -25,095 -25.5%
WBD -24,430 -63.7%
BMRN -23,039 -32.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 ROCKEFELLER & CO. LLC 028-00926
2 ROCKEFELLER TRUST COMPANY, N.A. 028-02772
3 Rockefeller Trust Co (Delaware) 028-11086
4 ROCKEFELLER FINANCIAL LLC 028-19121