Rockefeller Capital Management L.P.
Q4 2023 13F-HR Holdings
Net value change ($000)
+4,000,554
(15.4%)
New positions
139
Sold out positions
92
Turnover %
2.0%
Sector allocation + QoQ delta (equities-only)
Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown
Snapshot: Change Analysis
Compared to Q3 2023
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| MSFT | 180,571 | 19.5% |
| AAPL | 164,237 | 16.7% |
| AMZN | 121,083 | 22.2% |
| SPY | 110,308 | 12.2% |
| VOO | 107,013 | 43.4% |
| AVGO | 72,222 | 36.6% |
| QQQ | 64,011 | 22.5% |
| AMD | 61,474 | 48.2% |
| NVDA | 55,185 | 16.9% |
| ORCL | 54,403 | 25.7% |
Top Reduces (Value $000, Stocks/ETFs)
| iSHARES TRUST | -66,019 | -100.0% |
| AIY | -47,793 | -100.0% |
| TTE | -35,096 | -29.2% |
| RJF | -28,423 | -100.0% |
| VTEB | -27,294 | -75.1% |
| SPGI | -24,235 | -59.5% |
| SHY | -23,320 | -76.8% |
| PIONEER NATURAL RESOURCES CO | -22,972 | -52.3% |
| WBD | -20,022 | -67.3% |
| KMI | -19,785 | -27.7% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|