Rockefeller Capital Management L.P.

Q3 2023 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
1,484
Total value ($000)
$25,926,867
Net value change ($000)
+110,710 (0.4%)
New positions
78
Sold out positions
396
Turnover %
1.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/14/2023 Next filing: 2/14/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CL 118,640 1071.4%
ORCL 105,518 99.3%
AMGN 76,697 129.8%
T 59,595 114.2%
VT 57,085 60.9%
GOOGL 46,552 13.5%
SHEL 41,970 26.4%
SPY 40,813 4.7%
IVV 32,536 16.2%
META 32,109 9.9%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -84,655 -7.9%
MSFT -62,547 -6.3%
RTX -43,659 -58.3%
DFS -40,079 -23.9%
BMRN -31,991 -66.8%
TRU -27,692 -24.1%
SPTL -25,145 -96.9%
ABLZF -23,473 -100.0%
LAD -22,718 -87.2%
TEL -20,241 -14.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type