Foundations Investment Advisors, LLC

Q3 2021 13F-HR Detailed Holdings

Location
Phoenix, AZ
Holdings as of
9/30/2021
Date filed
10/13/2021
Form type
13F-HR
Num holdings
312
Total value ($000)
$2,289,808
Net value change ($000)
+205,085 (9.8%)
New positions
43
Sold out positions
31
Turnover %
26.9%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 7/14/2021 Next filing: 1/21/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CLSM 201,855 NEW
Exchange Listed Funds Trust 148,840 NEW
Exchange Listed Funds Trust 142,379 NEW
TDSC 25,557 4.3%
Exchange Listed Funds Trust 7,043 58.5%
EFV 6,605 33.8%
WMT 5,841 948.2%
ESGU 3,961 25.1%
COMT 3,699 185.0%
VXF 3,059 NEW
Top Reduces (Value $000, Stocks/ETFs)
DVY -91,291 -99.5%
TDSB -67,838 -23.5%
LQD -47,011 -98.8%
PGF -29,241 -100.0%
SDY -28,186 -100.0%
IYR -26,279 -100.0%
XLY -23,989 -90.1%
VOE -16,530 -90.2%
HYG -15,826 -88.5%
XLV -15,577 -88.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None