Institute for Wealth Management, LLC.

Q1 2026 13F-HR Holdings

Location
Denver, CO
Holdings as of
3/31/2026
Date filed
5/13/2026
Form type
13F-HR
Num holdings
542
Total value ($000)
$938,450
Net value change ($000)
-5,390 (-0.6%)
New positions
33
Sold out positions
31
Turnover %
3.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/27/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
QQQ 6,668 40.8%
DIA 3,080 540.4%
IMMX 3,075 NEW
LRCX 3,022 24.3%
EDV 2,276 415.3%
AMAT 1,541 31.1%
SNOW 1,449 159.9%
APP 1,338 NEW
CAIE 1,326 28.0%
AFRM 1,239 213.3%
Top Reduces (Value $000, Stocks/ETFs)
NVDA -11,181 -8.0%
SMH -6,345 -100.0%
MSFT -4,841 -21.1%
AAPL -3,012 -9.0%
AXON -2,921 -25.2%
SPY -2,579 -38.0%
JEPQ -2,186 -100.0%
ARES -1,868 -100.0%
META -1,763 -13.5%
ADBE -1,657 -28.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 7,125 (0.8% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type