Institute for Wealth Management, LLC.

Q4 2025 13F-HR Holdings

Location
Denver, CO
Holdings as of
12/31/2025
Date filed
1/27/2026
Form type
13F-HR
Num holdings
544
Total value ($000)
$943,840
Net value change ($000)
-16,258 (-1.7%)
New positions
29
Sold out positions
48
Turnover %
4.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 10/17/2025 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q3 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GOOGL 3,657 26.7%
NTES 3,491 NEW
CAIE 2,877 154.3%
LRCX 2,606 26.5%
COR 2,526 979.1%
VUG 2,257 61.0%
AN 2,089 NEW
VGSH 2,006 88.0%
LLY 1,752 39.7%
AAPL 1,669 5.3%
Top Reduces (Value $000, Stocks/ETFs)
SPYX -6,942 -96.5%
ESGU -6,931 -97.0%
DSI -3,583 -100.0%
AXON -3,153 -21.4%
EFAX -2,713 -100.0%
ORCL -2,054 -38.9%
EUSB -2,037 -100.0%
NVDA -1,986 -1.4%
MSFT -1,978 -7.9%
META -1,685 -11.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 454 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type